AML AUDIT
Schedule an Audit Independent AML audits that strengthen compliance and regulatory readiness in Poland, Lithuania, Latvia and Estonia.
AML AUDITs OVERVIEW
Independent AML Audits
Complium provides independent AML audits that assess the effectiveness of your policies, procedures and monitoring controls.
Our AML specialists work with your MLRO or compliance lead to review documentation, validate controls and identify improvements.
Full AML Framework Audit
Comprehensive review of AML policies, risk assessments, governance structures, and internal controls.
Customer Due Diligence Audit
Focused assessment of onboarding, KYC, ongoing monitoring and enhanced due diligence processes.
Transaction Monitoring and Reporting Audit
Review of monitoring rules, alert handling, escalation and suspicious activity reporting.
Follow-Up or Remediation Audit
Verification of corrective actions taken after internal reviews or regulator feedback.
Audits follow EU and national requirements and are tailored to your licence and business model. Reviews can be annual or one-time.
How it works
The AML audit process is clear, regulator-aligned and designed to minimise disruption.
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STEP 1
Scope & Planning
We define the audit scope based on your licence and business model, including policies, governance and key controls. -
Step 2
Independent Review
We perform an independent, risk-based review to assess how AML controls operate in practice and align with regulatory expectations. -
Step 3
Audit Report
You receive a clear audit report with findings and practical recommendations to strengthen compliance and audit readiness.
INDEPENDENT AML AUDITS
Why AML Audits Matter?
An AML audit confirms that your compliance system works as intended. It helps demonstrate to regulators and partners that your controls are effective and well-documented.
Regulators in the EU expect companies to test their AML controls regularly. An audit conducted by independent specialists confirms that your procedures are not only documented but also effective in practice. It supports your MLRO and management team in identifying risks early and proving compliance readiness when required.
Complium provides independent AML audits that test the strength of your policies, procedures and monitoring tools. Our AML specialists work with your MLRO or compliance officer to verify documentation, assess controls and identify improvements.
Key Benefits
Reliable and Actionable Results with Complium
Here’s what you gain from an independent AML audit performed by Complium.
Independent Insight
Objective evaluation by experienced AML specialists with legal and operational backgrounds. An external perspective helps identify strengths and gaps across your AML framework.
Regulatory Alignment
Audit methods are aligned with EU AML directives and national requirements. Policies and controls are assessed against supervisory expectations and guidance.
Clear Action Plan
Each audit concludes with a structured report outlining findings, risks and next steps. Recommendations are practical and support ongoing AML governance improvements.
Schedule an AML audit and speak with our compliance and legal experts.
Industries we serve
Tailored Fintech AML Audits
Complium performs AML audits for financial, payment and virtual asset companies as well as other entities subject to AML regulation.
Fintech and Payment Institutions
AML audits for EMI, PI and PSP licence holders.
CASPs & Exchange Platforms
AML audits covering client due diligence and transaction controls.
Financial and Payment Intermediaries
AML audits for firms managing client funds or transactions.
Corporate and Professional Services
AML audits for legal, accounting and advisory service firms.
Discuss your fintech AML audit scope with our team. Contact us today.
WHY COmplium
Trusted AML Audit & Compliance Experts
Complium has delivered legal and compliance expertise since 2008, with in-depth insight into regulatory expectations across multiple European jurisdictions.
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AML Compliance & Regulatory Reporting
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Multi-Juristiction & Local Presence Support
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Outsourced AML & KYC roles
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Fintech Licensing Services
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EU-Based Legal Experts
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Ongoing Advisory Service
We support regulated businesses with independent, regulator-ready AML audits and ongoing compliance advisory.
Contact us
Schedule an Independent AML Audit with Complium
Share details about your licence, business model and AML framework. Our EU-based legal and compliance experts will review your request and propose next steps.